#complianc
Explore tagged Tumblr posts
nostalgicfun · 3 months ago
Text
my day job is at a college, and this morning my boss was like "go collect all the suggestion slips from our suggestion boxes around the school and create a document and a spreadsheet outlining the needs of the student body."
Ok cool very easy! fun, even!
there were two. two suggestions.
"spring fling should be steampunk themed :3 I'd like to see more pipes and gears with no discernible function"
and
"free food. starbocks. privitized resturaunts."
I can't wait to turn in my 1/8th page report with "pipes and gears with no discernible function" and three out of five words misspelled on it. the students have spoken, boss; such are the needs of the student body.
28K notes · View notes
courtclonenews · 4 years ago
Text
Morgan Stanley's Barry Garapedian Accused of Unsuitable Recommendations Causing Millions in Damages
With nearly $1.8 million in settlements and judgments to his name, former Morgan Stanley (Westlake Village, CA) broker Barry Lee Garapedian stands accused of misconduct in another customer complaint filed in August 2021 alleging unsuitable recommendations totaling an additional $1.4 million in damages.
Prior to the August 2021 dispute, Barry Garapedian (CRD #1039257)'s most recently settled customer dispute involved allegations of excessive fees, unsuitable investments, and overconcentration.
Although Morgan Stanley permitted Garapedian to resign from his managing director position in January 2021, Garapedian's file indicates a laundry list of customer complaints, settlements, and arbitration awards dating back 1992.
For example, an auction rate securities-related complaint alleging that Garapedian failed to follow client instructions ultimately resulted in a published settlement of $1.5 million. Various claims of unsuitable recommendations and overconcentrated positions also netted settlements in the six-figures.
Prior to joining Morgan Stanley at its Westlake Village, California, branch, Garapedian served as a broker at Citigroup Global Markets in Glendale. Garapedian is also listed as a board member of the Pomegranate Foundation in Encino, CA.
If you invested with ex-Morgan Stanley broker Barry Garapedian or with any financial adviser or representative whose unsuitable recommendations, overconcentration, or misrepresentations have proven harmful to your investments or interests, please call an experienced FINRA arbitration attorney at The Law Offices of Jonathan W. Evans & Associates at (800) 699-1881 for an investigation and consultation.
1 note · View note
geek-22 · 1 year ago
Text
Tumblr media Tumblr media
20K notes · View notes
soranatus · 1 month ago
Text
Tumblr media Tumblr media Tumblr media Tumblr media
“Random acts of insurrection are occurring constantly throughout the galaxy”
2K notes · View notes
thesadisticsiren · 3 months ago
Text
Part of me wants to make an AU where Shen Yuan never breaks the OOC lock, or at least breaks it WAY later. I want to see the shenanigans and loopholes he pulls on the system to get his way. He's a clever guy who can strategize and argue like he will die on ANY and EVERY hill, and he DID manage to twist things his way before the lock was lifted. I want to see how far he could GO.
Shen Qingqiu: Obviously the scum villain, upon finding out the little beast is an excellent cook, would keep those skills for himself. He wouldn't share or allow another peak lord or disciple to benefit from it!
System: USER, LETTING THE PROTAGONIST COOK FOR YOU IS OOC!! ( ̄_ ̄|||)
Shen Qingqiu: LET HIM? Let him your MOTHER! No, I'm MAKING him. He has to, it's part of his chores. He has to get up extra early to cook for me, and it takes up more of his time. Everyone else gets the Qingjing peak's quality meals, Binghe will have to subsist on whatever extras he can after cooking for this master. Plus if he does badly I have more excuse to punish him! Now shut up, Binghe's making Twice Cooked Pork and I have to watch him do it to make sure he doesn't poison anything. And not because he likes watching Binghe.
Additionally
system: USER WHAT ARE YOU DOING? Σ(っ °Д °;)っ
Shen Qingqiu, patting Binghe's head: What does it look like I'm doing, you bastard. I'm hitting him.
System: ...
Shen Qingqiu: I can't do it too hard, of course! I can't risk leaving marks where people might see them. I'm just being forward thinking!!
AND ALSO
Shen Qingqiu, to himself: FUCK how do I help Liu Qingge without being out of character-
System: NO WORRIES, USER!! ASSISTING THE BAI ZHAN PEAK LORD WITH HIS QI DEVIATION IS NOT OOC! o(* ̄▽ ̄*)o
Shen Qingqiu: fucking WHAT?!?
3K notes · View notes
prokopetz · 2 months ago
Text
That giant robot pilot mortal enemies eroticism-of-the-machine trope, except it's about a workplace rivalry between the only two certified forklift operators at the local warehouse.
2K notes · View notes
deepfrieddeltarunememes · 5 days ago
Text
People will really say things like "This is so sad Susie doesn't know the real Kris :(" as if we didn't watch them clink their glasses and immediately start pouring juice into each other's mouths with not a single word passing between them
Tumblr media
1K notes · View notes
hey-bigday · 4 months ago
Text
Tumblr media Tumblr media Tumblr media Tumblr media Tumblr media Tumblr media
RAINCHECK!!!
(full thing and totally greyscale ver under the cut!)
Tumblr media Tumblr media
3K notes · View notes
s-aint-elmo · 1 year ago
Text
Tumblr media Tumblr media
part 2 of my pining falin agenda aka I STAND WITH MARCILLE THAT DRESS WAS CUNT
part 1
(ID in alt text)
9K notes · View notes
moralityandmusings · 3 months ago
Text
DP x DC: STOP FUCKING WITH TIME!
Barry Allen was a pro at the hero gig at this point. He'd stopped Reverse Flash, he'd kind of adopted his child who time-jumped from the future with minimal anomalies, dealt with cross-dimensional gorillas, and had recently managed to secure himself a spot on the Justice League. He was confident that he was pretty good at all this.
He was not, however, confident about how this child (teenager?) managed to sneak into his apartment.
Said child (teen?) was currently lounging on his sofa, fiddling with the remote for the television, and pointedly not making eye contact with Barry.
And Barry had just come in using his powers.
"What- uh. What are you doing here?" Barry questioned, slowly putting down the bag of groceries containing the chips he was asked to bring for the cookout at the West's house later that night.
"Dude, why do you even pay for cable? There's literally nothing on to watch! Look at this: cooking channel, news, minor league sports, news, news, black and white movies, ugh! This is a waste of your money." The kid didn't move from his relaxed position on the couch.
"To be fair, I rarely have the time to sit and watch any shows nowadays, but I can take that into consideration." Barry calmly said as he started inching towards the seat beside the sofa.
The kid seemed to ponder that for a second, actually pausing his aimless flicking through the channels.
"I guess that would make sense. Can't save the world and watch soap operas at the same time, can you?" The kid smirked at him, finally looking his direction. Barry stilled at the edge of the sofa, shocked by the statement. Now that he was closer he saw several unsettling things. One, the kid wasn't actually laying on the sofa, he was floating about an inch above the cusions. Two, The kids shocking white hair was moving as though there was a breeze blowing through it, but there was no airflow in the apartment. The AC was not even running at that moment. Three, the kids eyes had lasered in on him, and those eyes were a vibrant, glowing green. It was unnatural. All of it was.
"I'm not sure I know what you're talking about kid." Barry stated. "Yeah, sure. Now you'll tell me that you aren't about to hit the panic button that Cisco and Caitlin installed in your earpiece."
Barry's hand, which had been coming up to his head to play off hitting his earpiece's panic alarm by pretending to rub at his neck and face out of stress, paused halfway up.
"How do you know about that?" Barry stuttered out.
"Oh, same way I know a lot of things. Not something you should worry about right now though." The kid shrugged and started flipping through the channels again.
Barry, admitting defeat somewhat, sunk into the armchair across from the sofa.
"Right now?" He sighed out.
"Oh no, definitely not right now." The kid smiled with teeth that were a little too sharp and a mouth a little too wide to be fully human. A meta, maybe?
"No, Flash, right now you should definitely be more concerned about what my friend ClockWork wants me to do with you if you don't STOP FUCKING WITH TIME!"
1K notes · View notes
daily-grian · 1 year ago
Text
Tumblr media
found out today an allegedly accessible entrance was not in fact, accessible, and this is my proposition to fix it. I call it the Grian of ADA Compliance.
4K notes · View notes
tubesock86 · 1 year ago
Text
Tumblr media
hey remember these guys?
3K notes · View notes
incognitopolls · 30 days ago
Text
We ask your questions anonymously so you don’t have to! Submissions are open on the 1st and 15th of the month.
704 notes · View notes
jangillman · 2 months ago
Text
Tumblr media
457 notes · View notes
fuck-u-maga · 5 months ago
Text
It's sick how obvious this is
Tumblr media
994 notes · View notes