#eCommschannels

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Record Keeping Via RegTech | e-Comms Surveillance | Shield

Record keeping via RegTech is essential to maintain market integrity and to stop market manipulation by inappropriate conduct. Monitoring for recommendations made on social media sites is challenging but essential to achieving communication compliance. Check out this infographic and read more on our website. Visit: https://bit.ly/3KeQqVB

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Communication Is Decreasing Via E-mail | e-Comms Channels

Clients of Financial firms are using e-Comms channels to connect with their financial advisors and planners, and shifting away from email.  SMS text, whether it’s by messaging, DM on Instagram, or on WhatsApp, is up to individual preference, but it’s decreasingly via email. Visit our website and get detailed information on financial regulators and RegTech.