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Bradley J. Bondi SEC Washington DC Lawyer

Bradley J. Bondi is actually a nationally identified litigation companion and board advisor in Cahill’s litigation Office along with the Chair of your firm’s White Collar and Governing administration Investigations Follow Team. Securities Docket describes Brad as “the initial alternative among Boards of Directors and Audit Committees of your Fortune five hundred when their firm is faced with SEC or DOJ problems.” Brad has twenty years of practical experience representing and counseling firms, economic establishments, boards of administrators, audit committees, and senior executives in the wide number of investigations and complicated business enterprise SEC Enforcement lawyer litigation, using an emphasis on securities and economical restrictions and corporate governance matters. He Earlier held senior positions in federal government, together with with the Securities and Trade Fee. The Lawful five hundred characterizes Brad as “tenacious, professional and remarkably effective” in addition to with “in-depth expertise in the SEC and how to cope with it.”

Named by Benchmark Litigation as both a National and Local “Litigation Star,” and designated since 2015 by Super Legal professionals as a “Tremendous Lawyer” for securities litigation and white-collar criminal defense, Brad leads the illustration of sizeable lawful matters such as main litigation in trial and appellate courts (securities litigation, derivative litigation, and complex organization litigation), SEC, FINRA and PCAOB enforcement matters, criminal inquiries (like FCPA, DOJ and USAO issues), and a variety of investigations (including unbiased investigations overseen by audit committees and Exclusive committees). Brad has been shown over the Securities Docket “Enforcement forty” given that its inception, a summary of the forty most effective securities enforcement defense legal professionals while in the country. Because 2015 he has become included in the top Lawyers publication for Economical Services Regulation Legislation. Brad along with the Cahill group also surface within the authorised counsel lists for the key insurers for litigation and authorities investigations.

Brad consistently serves being a senior advisor to boards of directors, audit committees, Particular committees, unbiased directors, and senior executives for the duration of corporate crises, considerable transactions, and governance difficulties. He has guided boards and board committees through the most amazing corporate situations, such as independent investigations, protection of by-product lawsuits towards directors and officers, course steps, accounting irregularities and Restatements, auditor disputes, hostile takeover tries and activist shareholders, mergers and acquisitions disputes, cyber intrusions and facts breaches, and investigations of alleged misconduct by executives. For his knowledge counseling boards of directors, Brad was listed in the Countrywide Affiliation of Corporate Administrators’ Directorship a hundred list of "Persons to look at" during the board space.

Brad advises consumers in reference to regulatory enforcement steps, personal lawsuits, governmental and congressional investigations arising from suspected violations of securities laws, accounting irregularities, auditor disputes, inner controls, market manipulation, revenue recognition difficulties, tax-linked matters, insider trading, the International Corrupt Tactics Act (FCPA) and also other commercial bribery legislation compliance, matters involving LIBOR and also other reference premiums, compliance Along with the Sarbanes-Oxley and Dodd-Frank Functions, potential antitrust considerations, and cybersecurity. Brad also oversees complicated civil and felony litigation, for instance securities litigation, corporate Regulate litigation, commercial litigation, contractual disputes, arbitrations, and criminal proceedings. He has litigated major legal disputes in numerous point out and federal courts, which includes serving as counsel of report for effective briefs ahead of the Supreme Courtroom of The usa: for an investment decision financial institution in Credit score Suisse Initially Boston Ltd. v. Billing (interpreting securities rules as implicitly precluding the appliance of antitrust rules within the IPO approach) and for an amicus curiae in Yates v. Usa (construing Sarbanes-Oxley’s felony provision for doc destruction, 18 U.S.C. § 1519). He also served as counsel of file for an amicus curiae transient ahead of the Supreme Court of the United States in Salman v. United states of america (regarding the own reward factor of insider buying and selling legislation) and advised on other cases.

For economical institutions, he often advises banking institutions, broker-dealers, investment advisers, mutual funds, and hedge money and their respective boards on troubles regarding compliance with securities legislation, legal laws, SEC and FINRA procedures, and governance specifications.

Brad defends purchasers in enforcement steps, prosecutions, and investigations initiated by federal and point out organizations and departments, such as the Securities and Exchange Fee (SEC), Division of Justice (DOJ), United States Attorneys and grand juries, Point out Lawyers Typical, Federal Deposit Coverage Fee (FDIC), Office in the Controller from the Forex (OCC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, Office of Foreign Belongings Manage (OFAC), Public Organization Accounting Oversight Board (PCAOB), Consumer Fiscal Safety Bureau (CFPB), and Federal Trade Fee (FTC). Once in a while, Brad has served as an expert witness concerning challenges concerning securities regulation and insider trading law.