Dystopian themes in the Prequels
“Looking back is helpful in understanding his work. Lucas started out in the 1960’s as an experimental filmmaker heavily influenced by the avant-garde films of the San Francisco art scene. Initially interested in painting, he became an editor and visualist who made abstract tone poems. His first feature, THX 1138 (1971) was an experimental science fiction film that presented a surreal, underground world where a dictatorial state controls a docile population using drugs. Love and sex are outlawed, procreation is controlled through machines, and human beings shuffle meaninglessly around the system.”
—Anthony Parisi, 'Revisiting the Star Wars Prequels'
The bolded parts in this description correspond with the Coruscant Underworld, the Jedi Order’s code, and the creation of the clone troopers, respectively.
Notably, in THX 1138's setting, emotions such as love and the concept of family are taboo:
I’ve always found it so interesting that Lucas incorporated the dystopian elements of his earlier sci-fi into the Prequels, taking place as they do in the context of the final years of the Repubic, with all its colourful and sumptuous visual spendour. In comparison, the post-apocalyptic ‘Dark Times’ of the Original Trilogy would seem on the surface to be the more outwardly ‘dystopian’ setting of the two—however, the actual story of the OT is a mythic hero's journey and fairytale, complete with an uplifting and transcendent happy ending. The OT's setting may be drained of colour, and its characters may be living under the shadow of the Empire, but as a story it is far from bleak or dystopian in tone. Rather, fascinatingly, it is the pre-apocalyptic era of the Prequels that is presented as the more dystopian storyline:
“On the surface, [The Phantom Menace] is an optimistic, colorful fantasy of a couple of swashbuckling samurai rescuing a child Queen and meeting a gifted slave boy who can help save the galaxy from the slimy Trade Federation and its Sith leaders. But beneath that cheerful facade is a sweatshop of horrors.”
—Michael O'Connor, 'Moral Ambiguity: Beyond Good and Evil in the Prequels'
This is referring to the state of the galaxy during the Prequels era, including the fact that slavery is known to exist, but is largely ignored by the Republic and the Jedi alike due to being too economically inconvenient to combat. It also refers to how the Jedi of the Old Order come across as cold and distant atop their ivory tower on the artificial world of Coruscant, far removed not only from the natural world but also from the true realities of the people they claim to serve. And then there is the additional revelation in Attack of the Clones that love and family are 'outlawed' within the Jedi Order, creating an environment in which their own 'Chosen One' is unable to flourish, leaving him vulnerable to the Dark Side. Finally, there's the fact that the characters end up so distracted by fighting a civil war (something that goes against their own principles and involves the use of a slave clone army in the process), that they are blinded to the entity of pure evil that is guiding their every move...until it is too late.
“Without a clear enemy, the Jedi Order, the Galactic Senate, the whole of the Star Wars galaxy bickers and backstabs and slides around the moral scales. But there is one benefit to Palpatine’s pure evil crashing down upon the galaxy; against its oppressive darkness, only the purest light can shine through.”
—Michael O'Connor, 'Moral Ambiguity: Beyond Good and Evil in the Prequels'
If anything, the Dark Times allows for the OT generation's acts of courage and heroism to flourish and succeed, because they are not hampered by the Old Jedi Order's restrictive rules, nor by its servitude to the whims of an increasingly corrupt Republic—so corrupt, in fact, that by the time of RotS, it is practically the Empire in all but name. Indeed, one of the key features of the Prequels, and what makes them so tragic, is that the characters are already living in a dystopia...they just don't know it.
There is, paradoxically, a level of freedom to be found in the midst of the Dark Times which had not been possible during the Twilight era, which allows Original Trio to rise above the tragedy that befell their predecessors. They are able to act as free agents (not as slaves of a corrupt government), serving only the fight for the liberation of all the peoples of the galaxy (not just citizens of the Republic), and are likewise free to live (and love!) on their own terms. Free to act on their positive attachments to one another, without having to hide the truth of their feelings. It's particularly telling that *this* is, above all, what makes the Prequels era so dystopian—the characters' inability to freely and openly participate in normal familial human relationships.
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i think the reason that i find the tragedy of the prequels so compelling is that anakin is such a good tragic hero. he's shown to be an intelligent man with a mature understanding of the world, who made catastrophic choices on purpose because they were easier and more personally satisfying to him. when fans deny him that agency, i believe they misunderstand the story in important ways. one can say that he was manipulated and deceived, one can diagnose him with every mental illness in the DSM (and people in my notes often do), but one cannot say that he wasn't fast to toss aside his moral values to lash out and to get what he wanted.
the fact of the narrative is that anakin knew better, and he chose the easy option (with full knowledge that it was 'wrong'), because he refused to accept core limitations of reality, namely the inevitability of death. he thought that having special powers meant the rules didn't apply to him and those he loved, and that's how he ended up killing kids and serving as a fascist enforcer for decades. one can contort themselves into knots to try to excuse that, and there were indeed many contextual forces that gave him so much power in the first place, but there is no real excuse for what he chose to do with that power.
without anakin being that kind of moral agent, there is no tragedy. tragedy in an aristotelean sense is a narrative designed to elicit feelings of pity and fear, because we the audience know that we too are doomed to suffer and all too readily make easy, bad choices to avoid pain. none of us want to accept that some parts of life include losing, and require sacrifice. anakin's greed was his undoing, as it is all to often our own. refusing to accept that the tragedy of the prequels, explaining away and excusing the fall of the hero, means protecting ourselves from accepting the painful truth that we are just like him, and can and do make the same kind of mistakes.
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On Lucas' saga, Joseph Campbell, and mythopoesis
Mythopoeia (Ancient Greek: μυθοποιία, lit. 'myth-making')—or mythopoesis—is a narrative genre in modern literature and film where an artificial or fictionalised mythology is created by the writer of prose, poetry, or other literary forms. This definition follows the use of the word by J. R. R. Tolkien in the 1930s. The authors in this genre integrate traditional mythological themes and archetypes into fiction. Mythopoeia can also refer to the act of 'myth-creation' itself.
A compilation of quotes on Lucas' Star Wars and how it was directly influenced by Joseph Campbell's mythopoeic concepts. I'm sharing these here mostly for my own reference purposes, but also because I feel it's important for people to remember that the saga in its original form was intended to function as a modern myth. And as such, it was not meant to be 'realistic' in its outcome, but rather transcendent.
Quotes on Lucas' saga as a 'created myth':
"With his galactic fairytale, Lucas hoped to reinvent a classic genre. Among his influences, were the writings of scholar and educator Joseph Campbell, in which he explored the origins of myth and world religions."
— Robert Clotworthy, Empire of Dreams (2004)
"What Joseph Campbell was interested in, was to see the connections between myths, the myths of different cultures, to try to find out what were the threads that tied all these very disparate cultures together."
— Professor and Cultural Historian Leo Braudy, Empire of Dreams (2004)
"Lucas, too, was interested in [comparative mythology], in particular when creating Star Wars. Lucas actually asked Campbell to supervise his work on Star Wars, to be sure it fit with what he was trying to convey. Campbell, in turn, described Lucas as his best student. This is truly the crux of the matter. What Lucas was attempting to accomplish was the writing a modern myth, following conventional, thousand year old methods, all the while having it be relevant, fluid, cross-culturally and generationally meaningful."
— Star Wars: The Creation of a Modern Myth
"I did research to try to distill everything down into motifs that would be universal. I attribute most of the success of to the psychological underpinning, which had been around for thousands of years and the people still react the same way to the stories as they always have."
— George Lucas
"From the beginning, Star Wars was conceptualized not as a science fiction film, but as a mythical epic, consistent with those of poetic eddas, from Beowulf to the Iliad and the Odyssey. In Empire of Dreams, these are cited as influences, as well as the Legend of King Arthur, and other assorted Arthuriana, determining that they comprised the pool from which Star Wars drew it’s mythic archetypes."
— Star Wars: The Creation of a Modern Myth
"...Lucas speaks of the cinematic storyline of Star Wars as an example of modern myth-making. In 1999 he told Bill Moyers, "With Star Wars I consciously set about to re-create myths and the classic mythological motifs." [Frank] McConnell writes that "it has passed, quicker than anyone could have imagined, from the status of film to that of legitimate and deeply embedded popular mythology."John Lyden, the Professor and Chair of the Religion Department at Dana College, argues that Star Wars does indeed reproduce religious and mythical themes; specifically, he argues that the work is apocalyptic in concept and scope."
— Mythopoeia (Wikipedia)
"[Lucas] drew from ancient mythology, medieval literature, Japanese cinema, and American westerns, creating a modern myth in the form of a sci-fi fairy tale."
— Anthony Parisi, 'Revisiting the Star Wars Prequels'
"The six films form one larger epic that is constructed like a piece of music....built on archetypal themes and psychological motifs that reverberate throughout the six episodes."
— Anthony Parisi, 'Revisiting the Star Wars Prequels'
"The saga has religious sensibilities that stand in marked contrast to the secular moods of science fiction. Gene Roddenberry’s Star Trek followed an Enlightenment view of history where religion is left behind as humanity arrives at a benevolent utopia. Luke Skywalker’s journey is precisely the opposite, where the hero must reach back to recover the spiritual traditions of the past and save the galaxy."
— Anthony Parisi, 'Revisiting the Star Wars Prequels'
"...the moral drama at the heart of these six films has proven to be quite exceptional. The story is entirely centered around the fall and redemption of the human soul."
— Anthony Parisi, 'Revisiting the Star Wars Prequels'
"...Star Wars is not a futuristic world, it is a mythological one. Star Wars happened a long time ago, so it is more mythology than science fiction. Consequently, what we design doesn't have to make scientific sense, but it must spark some recognition of with a familiar mythological archetype."
— Iain McCaig, Myth Making: Behind the Scenes of Attack of the Clones
Joseph Campbell quotes on 'myth' (applicable to Lucas' saga):
"Myth must be kept alive. The people who can keep it alive are the artists of one kind or another. The function of the artist is the mythologization of the environment and the world."
— Joseph Campbell, The Power of Myth
"One thing that comes out of myths is that at the bottom of the abyss comes the voice of salvation. The black moment is the moment when the real message of transformation is going to come. At the darkest moment comes the light."
— Joseph Campbell, The Power of Myth
"Perhaps some of us have to go through dark and devious ways before we can find the river of peace or the highroad to the soul's destination."
— Joseph Campbell, The Hero With A Thousand Faces
"Death closes in; there is nothing we can do, except be crucified—and resurrected; dismembered totally, and then reborn."
— Joseph Campbell, The Hero With A Thousand Faces
"The usual hero adventure begins with someone from whom something has been taken, or who feels there is something lacking in the normal experience available or permitted to the members of society. The person then takes off on a series of adventures beyond the ordinary, either to recover what has been lost or to discover some life-giving elixir. It's usually a cycle, a coming and a returning."
― Joseph Campbell, The Hero With a Thousand Faces
"The hero…for a moment rises to a glimpse of the source. He beholds the face of the father, understands—and the two are atoned…. For the son who has grown really to know the father, the agonies of the ordeal are readily borne; the world is no longer a vale of tears but a bliss-yielding, perpetual manifestation of the Presence."
—Joseph Campbell, The Hero With a Thousand Faces
"Furthermore, we have not even to risk the adventure alone, for the heroes of all time have gone before us; the labyrinth is thoroughly known; we have only to follow the thread of the hero path. And where we had thought to find an abomination, we shall find a god; and where we had thought to slay another, we shall slay ourselves; where we had thought to travel outward, we shall come to the center of our own existence; where we had thought to be alone, we shall be with all the world."
— Joseph Campbell, The Hero With a Thousand Faces
"Sober, modern…judgement is founded on a total misunderstanding of the realities depicted in the fairy tale, the myth, and the divine comedies of redemption. These, in the ancient world, were regarded as of a higher rank than tragedy, of a deeper truth, of a more difficult realization, of a sounder structure, and of a revelation more complete. The happy ending of the fairy tale, the myth, and the divine comedy of the soul, is to be read, not as a contradiction, but as a transcendence of the universal tragedy of man."
— Joseph Campbell, The Hero With a Thousand Faces
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